UAE DNFBP AML Compliance Checklist & Guide
A written AML policy is only part of the picture. Can your business show how it works in practice?
This guide helps UAE DNFBPs examine the checks, decisions, and records behind their compliance process.
Work through focused questions to spot overlooked gaps and identify what needs attention first.
Download the checklist to turn your findings into a clear action plan with owners and deadlines.
What You’ll Learn in This Checklist?
Where Your AML Controls Need Attention
Identify gaps between your written procedures and daily practices.
What to Check in Customer Files
Review identity, ownership, risk ratings, and supporting evidence.
How to Review Screening and Reporting
Assess how your team handles alerts, concerns, and escalation.
How to Prioritise Improvements
Turn findings into clear actions with owners and deadlines.
What’s Inside the Guide?
Check whether your assessment reflects how your business operates today. Look for changes in customers, services, or markets that may have been missed.
Review customer details, ownership records, and the reasons behind risk ratings. See whether your files explain who each customer is and why the rating fits.
Check how your team reviews alerts, escalates concerns, and submits reports. Identify unclear steps that could delay a decision or leave a concern unresolved.
Get Your Free Guide
Fill out the form to download the UAE DNFBP AML Compliance Checklist & Guide.
