AML & CFT Compliance Services

An AML/CFT Gap Assessment looks at your existing policies, procedures, risk assessments, customer controls, screening, monitoring, governance and records to identify areas that may need to be improved. We examine how your existing framework works in practice and where gaps may expose the business. This assessment helps your team to better see what is working, what needs attention and what issues need to be addressed first.

The AML Independent Assessment is an independent evaluation of your AML/CFT framework and the controls that support it. We review policies and procedures, customer due diligence, risk assessments, transaction monitoring, sanctions screening, governance, reporting and compliance records. The review helps to find gaps which are difficult to see from the inside and gives management a better picture of how well the framework is working.

An ML/TF Risk Assessment helps your business identify and assess money laundering and terrorist financing risks across customers, products, services, transactions, geographic exposure, and delivery channels. We also look at the controls already in place to manage those risks. This gives your compliance team a clearer basis for deciding which areas require closer monitoring, stronger controls, or additional attention.

Sanctions compliance goes beyond screening customer names. Your organisation also needs clear policies, review procedures, escalation routes, responsibilities, and records for handling potential sanctions exposure. We review how these controls work together, identify gaps that may leave the business exposed, and help strengthen the way potential matches and sanctions-related risks are reviewed, documented, escalated, and managed.

A Typology Assessment helps identify financial crime methods, behaviours, and transaction patterns that may be relevant to your organisation. Instead of relying only on broad or outdated warning signs, we look at the risks connected to your customers, products, services, transactions, and markets. These insights can help improve monitoring, staff awareness, risk assessments, investigations, and the controls used to identify suspicious activity.

Monitoring rules and thresholds can become less effective when they generate too many low-value alerts or no longer reflect the risks facing your business. We review existing rules, alert limits, and system sensitivity to identify where improvements may be needed. The aim is to reduce avoidable false alerts while helping your compliance team focus more attention on activity that genuinely requires investigation.

A Proliferation Financing Risk Assessment helps identify risks connected to customers, transactions, jurisdictions, products, business relationships, and sanctions exposure. We review the factors most relevant to your organisation and assess whether existing controls are appropriate for the risks identified. This gives your team a clearer understanding of where additional due diligence, monitoring, screening, or other controls may be required.

An AML Agreed-Upon Procedures engagement focuses on particular controls, processes, or issues agreed before the review begins. This may include areas such as customer due diligence, sanctions screening, transaction monitoring, risk assessments, reporting, or compliance records. We perform the agreed procedures and report the findings, giving your organisation focused information about the exact area it needs reviewed without requiring a broader AML assessment.